Senior Business Analyst , Product Management for Broker Dealer
As a Senior Specialist Business Analyst reporting to Product Manager (Broker Dealer), you’ll play a critical role in translating complex regulatory requirements into clear functional specifications, shaping product improvements, and supporting clients with domain expertise. The role requires strong analytical depth, hands-on involvement, and the ability to work closely with cross-functional teams.
You’ll thrive in this position if you’re collaborative, data-driven and able to visualise the big picture, have a global attitude, and bring a passion for Capital and functional know how of technology to a fast-paced, high-impact environment.
Key Responsibilities
- Analyze global broker‑dealer regulatory changes, interpret regulatory texts, and translate them into structured functional requirements.
- Create high‑quality functional specifications, including data models, field‑level definitions, reporting logic, validations, and exception handling.
- Collaborate closely with Development and QA teams to ensure accurate implementation and support QA in defining test scenarios and validating delivered functionality.
- Identify gaps, ambiguities, and edge cases in regulations, proposing clear and practical solutions.
- Act as a subject matter expert in regulatory reporting, participate in backlog/sprint activities, and support client queries and issue resolution with a structured, solution‑oriented approach.
Required Qualifications
- Bachelor’s/Master’s degree in Finance or a related field, or equivalent practical experience.
- Previous experience in a RegTech environment or financial services technology.
- Strong understanding of broker‑dealer regulatory reporting frameworks.
- Excellent analytical and problem‑solving skills with the ability to break down complex regulatory concepts into structured logic.
- Clear and effective communicator with experience working in collaborative, matrixed teams.
Preferred Qualifications
- Advanced degree or professional certification (e.g., MBA, CFA). Experience in capital markets, FinTech, or other highly regulated industries.
- Comfortable collaborating with global teams and navigating cross‑border cultural nuances.
This position will be located in Toronto and offers the opportunity for a hybrid work environment at least 3 days a week in-office, subject to change, providing flexibility and accessibility for qualified candidates.
Come as You Are
Nasdaq is an equal opportunity employer. We welcome applicatio